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In House Counsel Jobs New York - JDHuntr 44454 Vice President, Compliance, Newark, NJ

Company: JDHuntr In-House Counsel Jobs
Location: Newark
Posted on: November 22, 2021

Job Description:

In House Counsel Jobs New York - JDHuntr 44454 Vice President, Compliance, Newark, NJ
To apply go to JDHuntr.com
reports to the Chief Compliance Officer for RAS and Distribution Compliance, will be responsible for implementing a new governance model for managing regulatory and operational risks. will use expert operational knowledge of varied brokerage and advisory products and services, along with an understanding of the regulatory environment to cultivate/build a strong compliance and supervisory framework in ensuring that the businesses, its registered representatives, advisors, and team members are complying with regulatory requirements as well as internal policies and procedures.

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Keywords: JDHuntr In-House Counsel Jobs, Newark , In House Counsel Jobs New York - JDHuntr 44454 Vice President, Compliance, Newark, NJ, Legal , Newark, New Jersey

Click here to apply!

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