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VP, Latin America Chief Compliance Officer

Company: Prudential Financial, Inc.
Location: Newark
Posted on: December 4, 2019

Job Description:

VP, Latin America Chief Compliance Officer - Prudential Financial _ga Cookie Value Careers-Job Search-Job DetailsJob Description - Prudential Financial Human Resources WT_FPC Cookie Value Skip to main content (Press Enter). Go to ************** - Continue an Application - Students - Talent Acquisition Partners - LinkedIn Opens in new window - Glassdoor Opens in new window - Facebook Opens in new window - Twitter Opens in new window Prudential Careers - Overview - A Focus on Talent - About the Company - Working at Prudential - Find a Career - Stories - Continue an Application - Students - Talent Acquisition Partners - LinkedIn Opens in new window - Glassdoor Opens in new window - Facebook Opens in new window - Twitter Opens in new window - Go to Prudential.comMenu Close Prudential Careers Search for Jobs Start of main content BACK TO SEARCH RESULTS Compliance - Newark, NJ VP, Latin America Chief Compliance Officer - Job Details - Related Jobs - Resources About the position Prudential Financial, Inc. is a leading U.S. based publicly traded global life insurance and diversified financial services corporation with a world class brand and balance sheet. The company's highly profitable International Insurance Division operates across Asia, Europe, Africa, and Latin America. The company is committed to helping customers grow and protect their wealth through a variety of products and services including life insurance, annuities, investments and retirement-related services. The continued focus on and growth of the International Insurance Division is a key strategic priority for the corporation. We are seeking a Vice President & Regional Compliance Officer for Prudential's International Insurance division (PII), Latin America region. This position reports directly to PII's Chief Compliance Officer and oversees the Latin America PII Compliance organization, which includes the Compliance Officers and teams supporting our Latin America businesses. This leadership role oversees all compliance activities performed by local (in-country) associates and provides direction for the delivery of compliance coverage in relation to key regulatory and compliance risks, such as consumer protection and sales practice risks, Anti-Money Laundering and Counter Financing of Terrorism (AML/CFT), Anti-Bribery and Corruption (ABC), and Data Privacy. The Latin America PII Compliance team is responsible for managing and continuing to improve the Latin America compliance risk management programs, reporting to relevant governance committees and/or senior management, designing and executing risk mitigation strategies, and managing relevant regulatory exams and interactions. Responsibilities include: - Serve as a member of the senior PII Compliance Leadership team developing, supporting and driving Compliance strategy and strategic priorities for PII. - Develop a comprehensive compliance strategy to create a best in class compliance risk program for the Latin America region. - Drive alignment and consistencies across the Latin America Compliance Programs - Develop and drive Compliance Programs implementing, where practical, global best practices with a focus on the local experience in partnership with local in-country Compliance teams, Operations, Technology and other key partners - Partner with local compliance and business operations to assess, develop and implement enhanced controls and processes, including implementation of risk assessments and monitoring programs - Ensuring strong succession and a deep pipeline of regional Compliance talent - Coordinate closely with the functional and business partners regarding regional initiatives - Establish and maintain strong relationships with business and other Compliance partners as well as Legal, Risk, HR, Finance and other colleagues. - Prepare management reporting on Program issues and trends for Compliance management meetings, Control Forums and other governance meetings - Assisting with strategic and tactical Compliance special projects and presentations - The oversight of compliance program development and implementation in new operations in emerging markets. Qualifications Required background The successful candidate will have a minimum of 10 years of Compliance (or related) leadership experience. Both life insurance industry and international experience are preferred. The successful candidate may come from another segment of diversified financial services or another control discipline (legal, regulatory, audit or risk). The successful candidate will bring technical compliance expertise with superior knowledge, skills and experience in regulatory related matters as well as the intercultural agility to work within multiple and diverse countries and cultures. Additional specific requirements include: - Bachelor's degree or equivalent experience required, and JD, MBA or advanced degree preferred - Proven analytical, planning, problem solving, and decision-making skills - Excellent verbal and written communication and interpersonal skills (including cultural awareness) to interact and quickly gain credibility and build collaborative working relationships across multiple geographic regions - Ability to lead and influence global teams, working across cultures with agility - Demonstrated ability to develop relationships and collaborate with individuals across businesses and control functions - Highly organized and strong project management skills - Ability to prioritize work and effectively manage time - Work independently and as a team member - Creativity, flexible and positive mindset, and ability to lead and drive change - Continuous improvement and global business mindset - Proficient in MS Office (Outlook/Word/Excel/Access/PowerPoint) - Multi-lingual abilities - Spanish and/or Portuguese Other responsibilities include - The executive should expect to travel 25-30%, mostly within the Latin America region. Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company's well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services. We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit ****************** to learn more about our values, our history and our brand. Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status, or any other characteristic protected by law. Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at ******************************* for more information about doing business with Prudential. Apply Now Email this Job Apply Now Email this Job Resources for Applicants - Tips for Success - Finding the Right Fit - Our Commitment to Diversity Apply Now Share this Job Related Jobs Compliance AssociateCompliance - El Paso, TX Full Time Position - Job No: EP 0005SView Job Description Compliance AnalystCompliance - El Paso, TX Full Time Position - Job No: EP 0005TView Job Description VP, Operations - Corporate ComplianceCompliance - Newark, NJ Full Time Position - Job No: COM00083View Job Description Compliance Surveillance Manager (On Site or Virtual)Compliance - Newark, NJ - Dallas, TX - Hartford, CT - Plymouth, MN - San Francisco, CA - Jacksonville, FL - Dresher, PA - Houston, TX Full Time Position - Job No: PRU000WSView Job DescriptionSearch All Jobs Email this Job mailto:?subject=Prudential%20Careers & body=I%20thought%20you%20might%20be%20interested%20in%20this%20job.%20%0A%0AXXXX Prudential Careers Go to Prudential Prudential Careers - Overview homepage - A Focus on Talent - About the Company - Working at Prudential - Find a Career - Internships - Talent Acquisition Partners Connect on Social Media - LinkedIn Opens in new window - Glassdoor Opens in new window - Facebook Opens in new window - Twitter Opens in new window - Terms & Conditions - Accessibility Help - Privacy Center - Online Privacy Statement - Business Integrity - Social Responsibility - Diversity and Inclusion Warning: Misuse of Prudential name in fraud schemes. The views expressed by each employee is based on his or her personal experiences and opinions. An individual's own abilities, dedication, and achievements will have a direct impact on his or her success at Prudential, potential for professional growth, and opportunities for other careers at Prudential and its affiliates. Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status, or any other characteristic protected by law. The Prudential Insurance Company of America, Newark, NJ and its affiliates. Prudential Financial, its affiliates, and their financial professionals do not render tax or legal advice. Please consult with your tax and legal advisors regarding your personal circumstances. Prudential Financial, Inc. of the United States is not affiliated with Prudential plc. which is headquartered in the United Kingdom. Pruco Life Insurance Company, an Arizona company - California COA # 3637. The Prudential Insurance Company of America - California COA # 1179. Prudential Retirement Insurance and Annuity Company - California COA # 08003 Securities and Insurance Products: Not Insured by FDIC or any Federal Government Agency - May Lose Value - Not a Deposit of or Guaranteed by the Bank or any Bank Affiliate EEO IS THE LAWPDF file downloads or opens in a new window. People with DisabilitiesOpens in a new window Prudential is an Employer that participates in E-Verify. See the E-Verify notice.PDF file downloads or opens in a new window. Learn about your right to work.PDF file downloads or opens in a new window. Template: *******-00001-00 2016 Prudential Financial, Inc. and its related entities.

Keywords: Prudential Financial, Inc., Newark , VP, Latin America Chief Compliance Officer, Executive , Newark, New Jersey

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